/ News of Francisca Donoso
Francisca Donoso
Date February 9, 2024
Practice area Banking and finance
/ Information requirements for investors and the general public
Felipe Cousiño Partner Francisca Donoso Associate Attorney On January 12, 2024, the Financial Market Commission (CMF) issued the General Applicability Rule No. 504 (NCG) which regulates the provisions of the […]
Date February 9, 2024
Practice area Banking and finance Capital Markets and Insurance
/ Requirements to prove suitability for the performance of functions
Felipe Cosuiño Partner Francisca Donoso Associate Attorney The Financial Market Commission (CMF) issued General Applicability Rule No. 503 (NCG) which establishes requirements to prove the suitability for the performance of […]
Date September 11, 2023
Practice area Capital Markets and Insurance
/ Proposal for a corporate governance and comprehensive risk management standard for registered fund managers
On August 8, 2023, the Financial Market Commission of Chile (“CMF”) submitted for consultation a General Applicability Rule (“NCG”) whose purpose is to establish a Regulatory Framework for Corporate Governance […]
Date September 11, 2023
Practice area Capital Markets and Insurance
/ Proposed Operational Risk Management Standard for Clearing and Settlement System Administrators, Securities Depository and Custody Companies, Stock Exchanges, Commodity Exchanges, Securities Intermediaries, Commodity Exchange Brokers and Registered Fund Managers (AGFs)
On August 8, 2023, the Financial Market Commission of Chile (“CMF”) published for comment a General Applicability Rule (“NCG”) that aims to update the Operational Risk Management framework for Clearing […]
Date September 11, 2023
Practice area Capital Markets and Insurance
/ CMF Consultation: New Governance Regulations and Risks for financial entities in Chile
On August 8, 2023, the Financial Market Commission of Chile (“CMF”) submitted the following for consultation: (i) a General Applicability Rule (“NCG”) which aims to establish a Corporate Governance and […]
Date August 23, 2023
Practice area Banking and finance Capital Markets and Insurance
/ Guidelines for a Financial Conglomerates Law
The CMF proposes legal changes to adequately regulate financial conglomerates in Chile, following international standards and recommendations from the International Monetary Fund. This includes supervision, corporate governance requirements and adequate […]