/ News of Francisca Donoso

Date September 11, 2023

Practice area Capital Markets and Insurance

/ Proposed Operational Risk Management Standard for Clearing and Settlement System Administrators, Securities Depository and Custody Companies, Stock Exchanges, Commodity Exchanges, Securities Intermediaries, Commodity Exchange Brokers and Registered Fund Managers (AGFs)

On August 8, 2023, the Financial Market Commission of Chile (“CMF”) published for comment a General Applicability Rule (“NCG”) that aims to update the Operational Risk Management framework for Clearing […]

Date September 11, 2023

Practice area Capital Markets and Insurance

/ CMF Consultation: New Governance Regulations and Risks for financial entities in Chile

On August 8, 2023, the Financial Market Commission of Chile (“CMF”) submitted the following for consultation: (i) a General Applicability Rule (“NCG”) which aims to establish a Corporate Governance and […]

Date August 23, 2023

Practice area Banking and finance - Fintech Capital Markets and Insurance

/ Guidelines for a Financial Conglomerates Law

The CMF proposes legal changes to adequately regulate financial conglomerates in Chile, following international standards and recommendations from the International Monetary Fund. This includes supervision, corporate governance requirements and adequate […]