/ News of Capital Markets and Insurance

Date September 11, 2023

Practice area Capital Markets and Insurance

New Regulations

/ Proposed Operational Risk Management Standard for Clearing and Settlement System Administrators, Securities Depository and Custody Companies, Stock Exchanges, Commodity Exchanges, Securities Intermediaries, Commodity Exchange Brokers and Registered Fund Managers (AGFs)

On August 8, 2023, the Financial Market Commission of Chile (“CMF”) published for comment a General Applicability Rule (“NCG”) that aims to update the Operational Risk Management framework for Clearing […]

Date September 11, 2023

Practice area Capital Markets and Insurance

New Regulations

/ CMF Consultation: New Governance Regulations and Risks for financial entities in Chile

On August 8, 2023, the Financial Market Commission of Chile (“CMF”) submitted the following for consultation: (i) a General Applicability Rule (“NCG”) which aims to establish a Corporate Governance and […]

New Regulations

/ Guidelines for a Financial Conglomerates Law

The CMF proposes legal changes to adequately regulate financial conglomerates in Chile, following international standards and recommendations from the International Monetary Fund. This includes supervision, corporate governance requirements and adequate […]

Date June 15, 2023

Practice area Capital Markets and Insurance

Newsletter

/ CCR of Chile confirms that it will approve actively managed ETFs

The CCR amended its Resolution No. 32 to allow for the approval of actively managed ETFs as eligible instruments for Chilean pension funds. This modification provides new investment opportunities in […]

Date June 14, 2023

Practice area Capital Markets and Insurance

Newsletter

/ New Maximum TERs for Chilean Pension Fund investments

Most drop, except for ETFs and alternatives. Period July 1, 2023 to June 30 2024. Felipe Cousiño Partner Alessandri On June 12, 2023 the Chilean securities, banking and insurance regulator […]

Date May 26, 2023

Practice area Capital Markets and Insurance

Newsletter

/ Actively managed ETFs could be approved by the CCR

The CCR may be revisiting its prior position in relation to actively managed ETFs and consider them eligible for approval. This is an important development given that hitherto the only […]

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